DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 1999-124
FINAL DECISION
ANDREWS, Attorney-Advisor:
This proceeding was conducted under the provisions of section 1552 of
title 10 and section 425 of title 14 of the United States Code. It was docketed on
June 4, 1999, upon the BCMR’s receipt of the applicant’s completed application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated March 30, 2000, is signed by the three duly
RELIEF REQUESTED
The applicant, a xxxxxxxxx,1 asked the Board to correct his military record
by removing two negative “page 7” administrative entries (Form CG-3307) dated
June 11, 199x, and June 25, 199x.
The page 7 entry dated June 11, 199x, and signed by the commanding
officer (CO) of USCG xxxxxx, states that according to a female member of the
Coast Guard and witnesses, the applicant “used inappropriate language and
made denigrating comments” to the female member in a bar in xxxx on the night
of June 7, 199x. The page 7 further indicates that when she asked him to be quiet
and leave, he told her that his behavior “in the civilian community had nothing
to do with the workplace.” Later that night, he tried to apologize, but she felt the
effort was insincere. The page 7 indicates that the applicant was counseled for
making comments that “constituted verbal sexual harassment,” and that he
apologized to the female member in front of three officers at the station. It also
1 The applicant was a xxx at the time he applied to the Board. However, he was recently
appointed as a xxxxxxxx.
indicates that the female member told the commanding officer that she was
satisfied with the command’s handling of the incident, and it warns the applicant
that a further incident will result in disciplinary action.
The page 7 dated June 25, 199x, signed by the same CO, documents a
sexual harassment complaint based on incidents that occurred in the fall of 199x
but that only came to light after news of the June 7, 199x, incident and its
aftermath spread. The complainant [xx] and witnesses stated that the applicant,
who was then her supervisor, harassed her during her pregnancy. When she
told him she would report his behavior, he told her he had advised the command
of his actions and that they approved, which was not true. She did not report the
incident earlier because she feared reprisal. The page 7 further indicates that the
applicant was ordered to undergo training in civil rights and human relations
but that no disciplinary action would be taken because this harassment incident
had predated the incident and counseling documented in the page 7 dated June
11, 199x.
APPLICANT’S ALLEGATIONS
The applicant alleged that the page 7s “are false and have affected my
military career despite my outstanding performance for the past 13 years.” He
alleged that one of the women who accused him of sexual harassment has since
tried to harm his career by mailing copies of the page 7s to his last two
commanding officers.
The applicant also alleged that in November 199x he was in xxx place on
the 199x Final Eligibility List for appointment to the rank of chief warrant officer
(CWO). He alleged that he was removed from the list when it was discovered
that the two disputed page 7s were not in the paper copy of his personal data
record (PDR) when it was reviewed by the CWO appointment board, although
the page 7s were in his electronic PDR file. He alleged he would have been
promoted to CWO on June 1, 199x, if his name had not been removed from the
list.
The applicant submitted with his application several statements from
superiors and other members who served with him in xxxx and from members
who have served with him since. These submissions are summarized below.
In addition, to support his allegation that he has been harassed by one of
his former accusers, the applicant submitted a copy of an e-mail message dated
August 9, 199x, from the husband of xxx, the member whose accusations were
documented in the page 7 dated June 25, 199x, to the Master Chief Petty Officer
I’m writing in hopes that you will take action to right a wrong that is
being committed. You are already familiar with my wife’s situation. In
March she provided you an approximately 20 page statement describing
the sexual and other harassment she underwent while assigned to xxx.
The acts were committed by [the applicant]. Presently, [the applicant] is
number x on the CWO promotion message. This should not be. As you
already know, he advanced to E-x unscrupulously. He does not deserve
to be a chief, CWO, or even to be in my Coast Guard. I did not intervene
on my wife’s behalf when we were in xxx for a few reasons: I was not
aware of the extent of harassment, I did not think it appropriate to
intervene, nor was I asked. …
[The applicant] is a cancer that has been allowed to spread. … I feel
removal of [the applicant’s] name from the CWO promotion list and a full
CGIS investigation with possible future disciplinary action is appropriate.
…
SUMMARY OF THE APPLICANT’S RECORD
of the Coast Guard.2 The husband, a chief petty officer, wrote the following after
learning that the applicant had again been chosen for appointment to CWO in
2000:
The applicant enlisted in the Coast Guard on January 20, 198x. He attend-
ed “A” School and became a radioman (xx).3 In the 1980s, he served as a xxxx at
Group xxx and xxxx at Air Station xxx. In 1991, he was assigned to xxxx as a
xxxx, where he was advanced to xxxx (xxxx).
The two disputed page 7s were entered in the applicant’s PDR in June
199x, while he served in xxxx. In December 199x, the applicant received
evaluation marks of 7 (the highest possible mark) for “Professional/Specialty
Knowledge” and “Developing Subordinates.” Two page 7s that documented
these marks indicated that he had developed an excellent training program that
permitted the members of his section to be promoted much faster than usual. In
addition, for his service inxxxx, he received a Letter of Commendation from his
CO, who stated that he had qualified for, and performed the duties of, xxxxx in
record time. The CO praised him as a “consummate professional” who “expertly
managed all aspects of [his] xxxx section.”
In 199x and 199x, the applicant served as a xxxxx at xxxx. From 199x until
the date he applied to the BCMR, he served as the xxxxx in charge at Group xxx.
2 This e-mail message was for a short time available to anyone who visited the Master Chief’s
web site. Apparently, the problem has been fixed.
3 The skill rating “xxxxxx” has since been changed to “xxxxxxxxx.”
He has been awarded the Coast Guard Achievement Medal four times: once for
his service in xxxxx and three times for his service in xxxxxx. He has also
received many marks of 7 on his performance evaluations.
On xxxxx, 199x, the 199x CWO Final Eligibility List resulting from the
199x Warrant Appointment Board was issued. The list was effective from xxx,
199x, to xxxxx. Among members in the xxxxxx, the applicant’s name appears
xxxxx on the list.
On November 27, 199x, the applicant was notified by the Coast Guard
Personnel Command (CGPC) that a special board would be convened to deter-
mine whether his name should be reinstated on the CWO eligibility list. CGPC
indicated that his name had been removed from the list “upon receipt of notifi-
cation that your Headquarters Personnel Data Record was incomplete at the time
it was considered by the Warrant Appointment Board” because the two disputed
page 7s were not in the PDR. He was invited to submit comments to the special
board.
On xxxxxxx, 199x, a special board was convened to consider reinstating
the applicant on the CWO eligibility list. On xxxxx, 199x, CGPC forwarded the
special board’s report to the Commandant with an endorsement of its recom-
mendation that he be reinstated on the list.
On xxxxxx, 199x, the Commandant disapproved the special board’s
recommendation, but ordered that, if the applicant reapplies for CWO, neither
the special board’s report nor the results of the previous selection board should
be made available to the next selection board.
The applicant reapplied for CWO in 199x and appeared in xxxx place (up
from xxxx place the year before) on the xxxx Final Eligibility List. The two
disputed page 7s were in his record before this appointment board. He was
recently appointed to CWO2.
AFFIDAVITS
The CO who signed the two disputed page 7s submitted a statement
signed on May 24, 1999. The CO stated that in 199x, the applicant “was deeply
troubled and frustrated by” what the applicant believed was a “personality
conflict” with xxxx. The applicant told him that he did not agree with the second
disputed page 7 but did not fight it because “he wanted to put the situation
behind him.” The CO further stated that, after receiving additional training in
leadership and human relations, the applicant “performed in an exemplary
manner ultimately resulting in the award of the CG Achievement Medal.” In
addition, the CO stated that, while he believes he handled both situations
correctly, “if it means that the [page 7] dated 25 JUN 9x needs to be removed
from [the applicant’s] record in order to rectify this injustice, then I support that.”
A xxx stated that he was stationed in xxx from 199x to 199x. In 199x, he
stated, he was asked to work in and “monitor” the applicant’s section because of
complaints from someone who “felt threatened” by the applicant. The xxx stated
that xxx was a member of the section at that time. The xxx stated that, while the
applicant “had a very strong and hard leadership style,” he never saw the
applicant “mistreat, belittle, or offend anyone working for him, nor did he ever
sexually harass any female member of the section.” The xxx said that the
applicant’s “style of leadership offended [xxx, a female petty officer], and I
believe she thought it was personal.”
A xxxx (xxxx) who supervised the applicant in xxxx signed a statement on
June 9, 199x, indicating that the applicant was a “dedicated, proactive leader”
who “personified the word ‘professional.’” He stated that “an incident arose
between [the applicant] and [xxxx] which, in my opinion was then, and is now,
part of her personal vendetta against [the applicant].”
A xxx who worked closely with the applicant in xxxx from May 199x
through June 199x, signed a statement on June 10, 199x, praising the applicant’s
work and leadership highly. He also stated that he “never witnessed or remem-
bered [the applicant] harassing or degrading any individual he made contact or
worked with.”
Another xxx who worked in the applicant’s xxx station in xxx also signed
a statement on June 10, 199x. This xxx stated that the applicant “was always fair
and professional to all his xxxxxxx. His standards as well as most of the folks in
the section were very high. I never witnessed any poor treatment or actions
which may have been considered harassing or degrading.”
Another xxx who worked in xxx stated that the applicant was “a firm and
fair leader.”
A xxx signed a statement indicating that he served under the applicant in
xxxx from May 199x to May 199x. Although their section included members of
both genders and varied ethnic backgrounds, he stated, he “never witnessed any
animosity among the section or observed anything but professional behavior
from [the applicant].”
Another xxx, who worked at the xxx in xxx from 199x through 199x, stated
that the applicant was a very helpful supervisor who never treated her different-
ly though she was a single parent. The applicant, she stated, “wanted everyone
to have the same successes and the same rewards.”
A YN2 (yeoman second class) who opened the mail for the xxxxxxx in
xxxxxx, where the applicant worked in 199x and 199x, signed a statement dated
June 10, 199x. The YN2 stated that he had received a page 7 in the mail concern-
ing the applicant and an incident in xxxxxx. He did not know where it came
from, and a copy of the page 7 was already in the applicant’s record. He brought
it to the attention of his supervisor and the applicant, who told him “the history
concerning this incident.”
A YN3 who opened the mail for Group xxxxxxx, where the applicant has
worked since 199x, signed a statement dated June 10, 199x, relating the following
incident: “[In the mail] I received a Page 7 (3307) concerning [the applicant] and
a female member at a unit in xxxxxx. I showed it to my supervisor [a petty
officer] who checked [the applicant’s] PDR [personal data record]. The page 7
was already in his PDR so we gave it to [the applicant] for his records. [The
applicant] stated that this had happened at his prior unit and that he wished it
would stop.” The YN3 also praised the applicant’s work.
A CWO who served as Comptroller for Group xxxxxx in the fall of 199x
described his own experiences with xxxx. He stated that, while they served
together on the Coast Guard cutter xxx in the mid 1990s, she frequently
complained of sexual harassment and discrimination. He described her behavior
as “extremely irrational” and “hysterical.” The CWO also stated that he believes
xxxx “has continued in her attempts to ruin [the applicant’s] career due to my
observations onboard xxx and numerous references in her speech regarding xxxx
and [the applicant].”
A xxx signed a statement on May 25, 199x, indicating that she worked
under the applicant from June 199x to June 199x. She stated that he “always
made me feel comfortable and a member of the group, and gave me as many
responsibilities as anyone else. … [H]e was always very kind and patient with
me. … I WAS ALWAYS TREATED FAIRLY.”
VIEWS OF THE COAST GUARD
On February 17, 2000, the Chief Counsel of the Coast Guard submitted an
advisory opinion recommending that the Board deny the applicant’s request for
lack of proof.
The Chief Counsel argued that, “although it appears that Applicant is a
high performing individual who can take great pride in his career accomplish-
ments, none of that evidence rebuts or specifically calls into question the
substantial evidence of sexual harassment presented by the statements taken
from Coast Guard members as part of the Command’s review of this matter in
June 199x or a Coast Guard Investigative Service (CGIS) investigation into this
matter dated 11 March 199x.” The Chief Counsel argued that the Report of
Investigation, a copy of which he attached to his advisory opinion, proves that
the applicant’s CO “did not act arbitrarily or capriciously when he chose to
document Applicant’s conduct as sexual harassment in the June 199x CG-3307
entries.” In addition, the Chief Counsel noted that in his statement submitted to
the BCMR on the applicant’s behalf, his former CO clearly stood by his decision
to issue the page 7s.
Finally, the Chief Counsel noted that the applicant has been appointed to
CWO2 and that, as an officer, his enlisted records, including the two disputed
page 7s, “are no longer maintained as an active part of his military record (e.g.,
only the Applicant’s Officer Record will be used for any personnel action in the
future).” The Chief Counsel noted but did not address the following issues,
which he called “[n]ot material to the central issues of this case and not alleged as
error by Applicant”: absence of the disputed page 7s from the applicant’s PDR
prior to first selection board; removal of the applicant’s name from the CWO
appointment list; and whether the applicant’s conduct amounted to sexual
harassment (because he has not admitted to the conduct in question). He offered
to address these issues at the Board’s request.
SUMMARY OF THE REPORT OF INVESTIGATION4
On March 25, 199x, the Chief of the Law Enforcement Branch of the
xxxxxx District approved a Report of Investigation into sexual harassment
allegedly committed by the applicant and another member at xxxxx. The
investigator concluded that the applicant had “sexually harassed various women
at xxxxx.” These conclusions were based on interviews with members of the
applicant’s section in xxxx. Several witnesses confirmed the allegations of sexual
harassment on which the two disputed page 7s are based. Many members, both
male and female, indicated that prior to June 199x, they had witnessed the
applicant sexually harassing female members or had heard the applicant say that
women do not belong in the military or make similarly hostile remarks. Other
members indicated that they had heard of such incidents. One member stated
that she had neither experienced nor heard of any harassing behavior by the
applicant.
APPLICANT’S RESPONSE TO THE COAST GUARD’S VIEWS
4 The Chief Counsel stated that this report was not releasable to the applicant and should be
returned to the Coast Guard upon completion of this case.
On February 18, 2000, the BCMR sent the applicant a copy of the Chief
Counsel’s advisory opinion and invited him to respond within 15 days. On
March 15, 2000, the applicant responded.
The applicant stated that although he was recently appointed to CWO, he
has lost six months of increased pay and allowances because the Coast Guard
failed to maintain his PDR correctly. He alleged that, when he received a copy of
his PDR, 15 other documents were missing in addition to the two disputed page
7s. He alleged that the six-month delay in his appointment will “cause a chain
reaction for the rest of my career,” costing him thousands of dollars. He argued
that the fact that he appeared higher on the list issued by the second appoint-
ment board, which saw the two disputed page 7s, proves that the six-month
delay in his appointment, caused by the Coast Guard’s error, was unjust.
APPLICABLE LAWS
COMDTINST 5350.21, contains “The Commandant’s Human Relations
and Sexual Harassment Policy Statements” issued on October 9, 1990. The state-
ment prohibits sexual harassment and requires all Coast Guard personnel “to
actively demonstrate their own commitment and support of these policies” and
“to avoid any vestige of discrimination based on … gender … in any thoughts or
actions affecting our personnel … .”
COMDTINST 1000.14A, “Preparation and Submission of Administrative
Remarks (CG-3307),” authorizes commanding officers to prepare negative page 7
entries for the PDRs of members who commit acts that are contrary to Coast
Guard rules and policies but that the officer, in his discretion, does not deem
serious enough to require non-judicial punishment or court martial.
Article 1.D.10.b. of the Personnel Manual (COMDTINST M1000.6A) states
that “[a] candidate will be removed from the Preboard or Final Eligibility Lists if
information is discovered which casts doubt on the candidate’s moral or profes-
sional qualifications.”
Article 1.D.10.c. of the Personnel Manual states that, if a member’s
commanding officer or a superior officer recommends that he be removed from
the eligibility list, “the recommendations shall be reviewed at the Coast Guard
Personnel Command by a special board of senior officers … [which] shall recom-
mend to the Commandant either that the candidate be reinstated on the Final
Eligibility List or that the candidate not be reinstated on the Final Eligibility
List.”
Article 5.B.5.b of the Personnel Manual provides that “[a] warrant officer
whose name has been removed from the list of selectees … [due to the receipt of
adverse information about him] shall be considered for promotion by the next
regularly scheduled selection board. If selected by this board, the warrant
officer’s name shall be replaced without prejudice on the list from which it was
removed. The date of rank is the date it would have been had the member’s
name not been removed; pay and allowances accrue from the date of rank.” This
article applies only to CWOs who are competing for promotion, however, not to
enlisted members competing for appointment to CWO.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to
section 1552 of title 10 of the United States Code. The application was timely.
2.
The applicant submitted several statements from members indicat-
ing that they have not witnessed or been the target of any sexual harassment by
the applicant. However, none of the statements he submitted expressly refutes
the harassment documented in the two disputed page 7s. Moreover, the
disputed page 7s and the Report of Investigation indicate that the female
members’ allegations were corroborated by witnesses. Therefore, the preponder-
ance of the evidence indicates that the applicant’s commanding officer acted
correctly, in accordance with COMDTINSTs 5350.21 and 1000.14A, in preparing
the two disputed page 7s.
3.
4.
The applicant submitted evidence indicating that one of the targets
of his sexual harassment has sent copies of at least one of the disputed page 7s to
his subsequent commands and has attempted to prevent his appointment to
CWO. However, the evidence does not prove that the female member’s efforts
have had any improper effect upon the Coast Guard’s actions regarding his
eligibility for CWO. Even assuming that it was her efforts that drew CGPC’s
attention to the incompleteness of his record before the first appointment board,
CGPC’s decision to remove him from the eligibility list because of the incom-
pleteness would not therefore be in error or unjust.
The applicant alleged that an error by the Coast Guard in maintain-
ing his PDR caused him to be removed from the 199x CWO eligibility list and
therefore not be appointed to CWO on June 1, 199x. Although he did not
expressly ask to have his appointment to CWO back dated,5 he did allege that his
failure to be appointed to CWO on June 1, 199x, was an injustice. Therefore, the
Board concludes that the date of the applicant’s appointment to CWO has been
properly raised by the applicant as an issue to be decided in this case.
The Chief Counsel identified the administrative error of the incom-
pleteness of the applicant’s PDR before the first appointment board as an issue in
this case but chose not to address it, although he offered to address it at the
request of the Board. However, the Chief Counsel’s advisory opinion was not
submitted until February 17, 199x, more than eight and one-half months after the
applicant submitted his application. Therefore, insufficient time remained in the
Board’s ten-month statutory period for deciding the case under 14 U.S.C. § 425
for the Board to (a) request and receive additional arguments from the Chief
Counsel, (b) forward them to the applicant for response within 15 days, in accor-
dance with 33 C.F.R. § 52.82(d), and (c) duly deliberate and meet to decide the
case.
The applicant appeared xxx on the 199x Final Eligibility List for
appointment to CWO and would have been appointed to CWO on June 1, 199x,
except for the incompleteness of his record. The record indicates, and the Chief
Counsel has admitted, that the applicant was removed from the list only because
the Coast Guard erred by failing to include the two disputed page 7s in his
record. Since June 199x, the applicant has been stationed in xxxxxx, xxxx, and
xxxx, while his PDR has been maintained in Washington, D.C. There is no
evidence that the incompleteness of the applicant’s record before the first
appointment board was due to any fault of his own.
5.
6.
7.
8.
Although a special board recommended that the applicant be
reinstated on the 199x Final Eligibility List after reviewing his complete record,
the Commandant disapproved the recommendation. In doing so, the Comman-
dant reasonably required the applicant to recompete before the next appointment
board with the two negative page 7s in his record. However, the Commandant
also ordered that the applicant be allowed to compete before the next appoint-
ment board as if for the first time, with no record of his previous attempt or of
his removal from the eligibility list in his PDR.
After the applicant’s record was corrected to include the negative
page 7s, he competed before the next CWO appointment board, which put him
in xxx place on the xxxx Final Eligibility List, even higher than he had been on
the 199x list. Therefore, the Board concludes that the applicant would have been
5 The applicant’s failure expressly to request this relief may be due to the fact that when he
applied to the BCMR on June 1, 1999, the new CWO eligibility list had not yet been issued and he
had not yet been appointed CWO.
selected for appointment to CWO by the first appointment board even if the
disputed page 7s had been in his PDR.
9.
The applicant has proved by a preponderance of the evidence that
an administrative error by the Coast Guard caused him to be appointed to CWO
several months late. He has also proved by a preponderance of the evidence
that, if the Coast Guard had not erred, he would have been appointed to CWO
on June 1, 199x. Although Article 5.B.5.b. of the Personnel Manual applies only
to the promotion of CWOs rather than to their appointment, the Board finds that
the remedy provided in Article 5.B.5.b. and the Commandant’s decision to allow
him to recompete without prejudice are indicative of both the injustice suffered
by the applicant because of the Coast Guard’s error and the measure of relief
due.
Therefore, the Board should grant partial relief by back dating the
applicant’s appointment to CWO2 to June 1, 199x. However, the two disputed
page 7s should not be removed from the applicant’s record because he has failed
to prove that they are in error or unjust.
10.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application for correction of the military record of XXXXXXXX,
USCG, is hereby granted in part as follows:
His date of rank and date of appointment to CWO2 shall be changed to
He shall receive any back pay and allowances due him as a result of this
June 1, 199x.
correction.
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